Opinion · New Mexico Court of Appeals
State v. Vandenberg
State v. Vandenberg, 132 N.M. 354 (N.M. Ct. App. 2002)
- Type
- Opinion
- Court
- New Mexico Court of Appeals
- Jurisdiction
- New Mexico
- Date
- 2002-06-06
- Topic
- general
OPINION ALARID, Judge. {1} This appeal requires us to decide whether Defendant’s constitutional right to be free from unreasonable searches and seizures was violated when Defendant and his companion were detained, and thereafter subjected to a weapons pat down, following a routine traffic stop. We hold that Defendant’s Fourth Amendment rights were violated because (1) the officers who conducted the traffic stop had completed the purposes of the traffic stop and lacked a constitutionally adequate basis for further detaining Defendant, and (2) the officers lacked a reasonable suspicion that Defendant or his companion were armed and dangerous. We therefore vacate the order denying Defendant’s motion to suppress. BACKGROUND {2} During the mid-afternoon of July 29, 1999, Defendant Shawn Vandenberg and a companion, Jason Swanson, were driving-north on Highway 54 toward Alamagordo in a 1975 blue Monte Carlo belonging to Swanson. Swanson was driving; Defendant was sitting in the front passenger seat.
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Phyllis H. Subin, Chief Public Defender, Vicki W. Zelle, Assistant Appellate Defender, for Appellant.
Officer Roberts had no facts at his disposal that would have objectively lead a reasonable man to believe the Defendant was armed and presently dangerous at the time of the search. It is common for people to wonder what the police officer is doing behind them when stopped by the police, regardless of how minor the violation. Such apparently frustrated behavior does not constitute reasonable grounds to believe that a suspect is armed and dangerous.
Defendant joined in Swanson's motion. After an evidentiary hearing, during which the facts recounted above were established through the testimony of Deputy House and Officers Roberts and Yost, the district court denied the motion to suppress. The district court found that the car had been speeding when stopped by Officer Roberts. The district court further found that
During the stop, Officer Roberts observed that Defendants were nervous, e.g. Defendant Swanson was tapping his fingers on the roof of his vehicle, Defendant Vandenberg was rolling his window up and down, both were conversing within the vehicle and glancing backwards at Officer Roberts. This gave Officer Roberts reasonable suspicion to believe that these Defendants may have weapons on their persons.
The district court's remarks at the suppression hearing indicate that the court relied uponState v. Chapman,1999-NMCA-106,127 N.M. 721,986 P.2d 1122, as support for its ruling.{15}Following the denial of their motion to suppress, Defendant and Swanson entered conditional no contest pleas, expressly reserving the right to appeal from the denial of their motion to suppress.DISCUSSION{16}On appeal from an order granting or denying a motion to suppress, we accept the view of the evidence establishing the historical facts in the light most favorable to the prevailing party; we review the application of the law to the historical facts so established under a de novo standard.State v. Jones,2002-NMCA-019, ¶9,131 N.M. 586,40 P.3d 1030. "[D]efendants have the burden to raise an issue as to their illegal search and seizure claims. Once they have done so, the burden shifts to the state to justify the warrantless search [or seizure]."State v. Baldonado,115 N.M. 106,110,847 P.2d 751,755(Ct.App. 1992) (citation omitted).{17}A police officer may stop a vehicle if he has an objectively reasonable suspicion that the motorist has violated a traffic law.Statev. Vargas,120 N.M. 416,418-19,902 P.2d 571,573-74(Ct.App. 1995). Deputy House testified that he stopped Swanson's car because he did not see a license plate displayed on the rear of the car. NMSA 1978, §66-3-18(A) (1978) provides as follows:
The registration plate shall be attached to the rear of the vehicle for which it is issued. . . . The plate shall be securely fastened at all times in a fixed horizontal position at a height of not less than twelve inches from the ground, measuring from the bottom of the plate. It shall be in a place and position so as to be clearly visible, and it shall be maintained free from foreign material and in a condition to be clearly legible.
NMSA 1978, §66-8-7(A) (1978) declares that "[i]t is a misdemeanor for any person to violate any provision of the Motor Vehicle Code . . . unless the violation is declared a felony." Deputy House testified that it was not until he had already stopped the car that he recognized that the license was displayed on the rear of the car.{18}The trial court, as the sole judge of credibility, was entitled to believe Deputy House and to find that Deputy House honestly thought Swanson's car did not display a license plate. However, because the standard for reasonable suspicion is objective,Page 359Deputy House's subjective belief is irrelevant. We agree with Defendant that to establish reasonable suspicion an officer cannot simply claim that hethoughtthat he had observed a particular violation, where even a modest effort would have shown his subjective perception to have been mistaken. The initial stop occurred in daylight on a summer afternoon. It is undisputed that the license plate was displayed in the location on the rear of the automobile provided by the manufacturer. There was no evidence that space provided for the license plate on a 1975 Monte Carlo fails to conform to the requirements of Section66-3-18(A). Officer Roberts had absolutely no difficulty in observing the license plate. As a law enforcement officer, Deputy House should have been aware that Section66-3-18(A) authorizes license plates to be located in a range of locations on the rear of an automobile. We conclude that, viewed in the light most favorable to the State, the evidence elicited at the hearing on the motion to suppress would not support a finding that Deputy House's failure to notice the license plate was objectively reasonable. Thus, the observations of Defendant's and Swanson's demeanor and behavior reported to Officer Roberts by Deputy House constitute information obtained through the exploitation of an unconstitutional seizure and therefore cannot be used by the State to establish reasonable suspicion on the part of Officer Roberts.SeeState v. Ingram,1998-NMCA-177, ¶¶6-7,126 N.M. 426,970 P.2d 1151(discussing application of exclusionary rule to fruits of an unlawful search or seizure);see also4 Wayne R. LaFave,Search and Seizure: A Treatise on the Fourth Amendment§ 9.4(i) at 233 (3d ed. 1996) (noting that federal standards for finding of reasonable suspicion based on information obtained from another officer require that officer providing information must himself have possessed reasonable suspicion justifying a stop).{19}As to the second stop, there is no dispute that Officer Roberts observed Swanson's car traveling above the posted speed limit within a construction zone. NMSA 1978, §66-7-301(A)(4) (1978) provides that "[n]o person shall drive a vehicle on a highway at a speed greater than . . . the posted speed limit in construction zones." Officer Roberts clearly possessed a reasonable suspicion that Swanson had violated a traffic law, which, underVargas, was a constitutionally sufficient basis for stopping the car.2120 N.M. at 418-19,902 P.2d at 573-74.{20}Citing toChapman, the State argues that the testimony of Officers Roberts and Yost provided specific articulable facts giving rise to a reasonable suspicion that Defendant and Swanson might be armed and dangerous. The State relies on the following circumstances observed by Officers Roberts and Yost: (1) Defendant and Swanson were substantially more nervous than people in a typical traffic stop; (2) Defendant and Swanson tried to view Officer Roberts in their rear-view mirror; (3) Defendant and Swanson moved around more than usual; and, (4) Swanson became extremely upset and resisted efforts to pat him down.{21}InChapman, we held that a motorist's display of extreme, incapacitating shaking in response to questioning about the presence of drugs or drug paraphernalia coupled with aggressive and hostile behavior supported a reasonable suspicion that the motorist posed a threat to the safety of the officer conducting a valid traffic stop. We therefore upheld the trial court's refusal to suppress evidence seized by the officer in the course of a weapons pat down. We take this opportunity to make clear thatPage 360Chapmandid not adopt a rule equating simple nervousness with reasonable suspicion.Seeid. ¶¶ 15-16.{22}A review of cases from other jurisdictions indicates that, although a motorist's nervousness during a traffic stop may be a relevant factor in determining reasonable suspicion, nervousness of itself generally will not support a reasonable suspicion either that the motorist is engaged in criminal activity or that he is armed and dangerous.E.g.,Caldwell v. State,780 A.2d 1037,1050(Del. 2001);Ferris v. State,735 A.2d 491,508-09(Md. 1999);State v. DeMarco,952 P.2d 1276,1283-84(Kan. 1998);State v. Washington,623 So.2d 392,398-99(Ala.Crim.App. 1993). The Tenth Circuit Court of Appeals has held that "[n]ervousness alone cannot support reasonable suspicion of criminal activity. This is because it is common for most people `to exhibit signs of nervousness when confronted by a law enforcement officer' whether or not the person is currently engaged in criminal activity."United Statesv. Salzano,158 F.3d 1107,1113(10th Cir. 1998) (quotingUnited Statesv. Wood,106 F.3d 942,948(10th Cir. 1997) (internal citation omitted)). There appears to be uniform agreement among the federal Courts of Appeals that nervousness, by itself, generally will not support a reasonable suspicion of criminal activity, much less that a subject is armed and dangerous.United States v. Chavez-Valenzuela,268 F.3d 719,726(9th Cir. 2001) (collecting cases).{23}Although Fourth Amendment issues most frequently arise in the context of rulings on motions to suppress evidence in a given defendant's case, we must not lose sight of the effect our holding may have in defining the rights of law-abiding citizens to go about their daily activities without unreasonable interference by law enforcement officials.SeeKarnes v. Skrutski,62 F.3d 485(3d Cir. 1995) (reversing grant of summary judgment in favor of defendant law enforcement officers on issue of qualified immunity; remanding case for trial on issue of whether detention of plaintiff-motorist was supported by reasonable suspicion). ATerrystop and frisk is "a serious intrusion upon the sanctity of the person, which may inflict great indignity and arouse strong resentment, and it is not to be undertaken lightly."Terry v.Ohio,392 U.S. 1,17(1968). To insure that police are not given unlimited discretion to stop and search citizens, we must be satisfied that any criteria relied upon by officers to establish reasonable suspicion are sufficiently discriminating "`to eliminate [from suspicion of wrongdoing] a substantial portion of innocent travelers.'"Ferris, 735 A.2d at 507 (quotingKarnes v. Skrutski,62 F.3d 485,493(3d Cir. 1995)). In other words, we must decide whether there is a constitutionally acceptable fit between the circumstances observed by Officers Roberts and Yost and the inference drawn by these officers that Defendant or Swanson was presently armed and dangerous.CompareIllinoisv. Wardlow,528 U.S. 119,123(2000) (observing that "[w]hile `reasonable suspicion' . . . requires a showing considerably less than preponderance of the evidence, the Fourth Amendment requires at least a minimal level of objective justification")withWardlow,528 U.S. at 133, n. 8 (Stevens, J., concurring in part, dissenting in part) (observing that ratio of one arrest for every five stops entails "significant cost in infringement on liberty [due to] virtually random stops").{24}We would welcome any empirical evidence that could shed light on the question of how the behaviors observed by Officers Roberts and Yost relate to the actual danger presented to an officer involved in a traffic stop.SeeTracey L. Meares Bernard E. Harcourt,Forward: TransparentAdjudication and Social Science Research in Constitutional CriminalProcedure, 90 J. Crim. L. Criminology 733 (2000) (calling for greater use of social science and empirical data in constitutional criminal procedure decision-making). The most recent study ofTerrystops of which we are aware was not cited by either party. Civil Rights Bureau, Office of the Attorney General of the State of New York,The New York CityPolice Department'sPage 361"Stop Frisk" Practice: A Report from the Office of the AttorneyGeneral(December 1, 1999) (summarizing quantitative analysis of approximately 175,000 stops by New York City police officers). The trial court was not provided with any evidence of Officer Roberts's own overall success rate in identifying those traffic offenders who were armed at the time of a stop and who subsequently were determined to have been involved in a crime suggesting a likelihood that the subject would have used deadly force to avoid detection or capture. The only evidence we have of Officer Roberts's ability to distinguish dangerous from non-dangerous traffic offenders is provided by the facts of the present case in which Officer Robertsincorrectlyidentified Defendant and Swanson as armed and dangerous. Thus, while we recognize that in appropriate cases, evidence of an officer's prior experience may be relevant, the record in the case before us does not provide us with any basis for inferring that Officer Roberts's experiences as a police officer have resulted in a heightened ability to distinguish dangerous from non-dangerous traffic offenders.People v. F.J.,734 N.E.2d 1007,1011(Ill.App.Ct. 2000) (observing that State bears burden of placing officer's experience in context that allows inference that officer's "trained eye" perceived special significance in otherwise innocent behavior).{25}Defendant and Swanson's behavior — watching Officer Roberts in the rearview mirror, drumming fingers on the roof of the car, speaking to each other, rolling the windows of the car up and down, glancing back at Officer Roberts, and general fidgeting during the second stop came nowhere near the panicked and aggressive behavior observed by the officer inChapman. We hold as a matter of law that, at the point in time that Officer Roberts ordered Defendant and Swanson out of their car, Officer Roberts lacked a reasonable suspicion that they were armed and prepared to use deadly force against Officers Roberts and Yost.3{26}The State argues that the facts that Swanson became extremely upset when he was ordered from the car and that he resisted the pat down supported a reasonable suspicion that Defendant and Swanson were armed and dangerous. There are two flaws in the State's argument. First, as we have explained above, Officer Roberts lacked a reasonable suspicion that Defendant or Swanson were armed and dangerous, and therefore had no constitutionally sufficient grounds for a pat down. Second, the State fails to recognize that by the time Officer Roberts ordered Defendant and Swanson from their, car, the purposes of the traffic stop had been fulfilled.
In sum, the officer's purpose in an ordinary traffic stop is to enforce the laws of the roadway, and ordinarily to investigate the manner of driving with the intent to issue a citation or warning. Once the purpose of that stop has been fulfilled, the continued detention of the car and the occupants amounts to a second detention. Thus, once the underlying basis for the initial traffic stop has concluded, a police-driver encounter which implicates the Fourth Amendment is constitutionally permissible only if either (1) the driver consents to the continuing intrusion or (2) the officer has, at a minimum, a reasonable, articulable suspicion that criminal activity is afoot.Ferris, 735 A.2d at 499 (internal citation omitted). At the point in time that Officer Roberts ordered Defendant and Swanson from their vehicle, the original traffic stop no longer justified detaining Defendant and Swanson for any purpose other than obtainingPage 362Swanson's signature on the citation. The State is impermissibly attempting to use Swanson's response to the unconstitutional seizure and search of his person to justify the seizure and search. "Reasonable suspicion must exist at the inception of the seizure. The officer cannot rely on facts which arise as a result of the encounter."In re Jason L.,2000-NMSC-018, ¶20,129 N.M. 119,2 P.3d 856(internal citation omitted).{27}The State asserts that the search of Defendant was consensual. However, this alternate argument for affirmance erroneously assumes that the continued detention of Defendant and Swanson and the pat down of Swanson were lawful. Because the record contains no evidence of a "sufficient causal break," we conclude that Defendant's consent was tainted by the immediately preceding unconstitutional search of Swanson and that the taint was not purged.State v. Cardenas-Alvarez,2001-NMSC-017, ¶22,130 N.M. 386,25 P.3d 225.CONCLUSION{28}The order denying Defendant's motion to suppress is vacated and this case is remanded to the district court for entry of an order granting Defendant's motion to suppress.{29}IT IS SO ORDERED.
________________________________A. JOSEPH ALARID, JudgeI CONCUR:
________________________________CELIA FOY CASTILLO, JudgeLYNN PICKARD, Judge (dissenting)
________________________________LYNN PICKARD, Judge
- In his testimony before the grand jury, Officer Roberts testified that Officer Yost appeared on her own initiative. At the hearing on the motion to suppress, Officer Roberts testified that he became nervous as he was writing out the citation and called for backup over the radio, and that Officer Yost appeared in response to his call for backup. ↩
- We have not been called upon to decide whether Officer Roberts's observation of a speeding violation should or should not be considered the fruit of Deputy House's earlier unlawful stop.SeeState v.Wagoner,2001-NMCA-014, ¶¶25-26,130 N.M. 274,24 P.3d 306(discussingMurray v. United States,487 U.S. 533(1988));see also5 Wayne R. LaFave,Search and Seizure: A Treatise on the Fourth Amendment§ 11.4(a) at 238 (3d ed. 1996) ("The hard question, then, is whether, after illegally obtained evidence points the finger of suspicion at a certain person and the police thereafter undertake an investigation of that individual, the entire investigation is tainted by the prior illegality of whether, on the other hand, the facts uncovered in the later investigation may be said to have come from an `independent source.'"). This issue has not been adequately preserved or developed, and in view of our conclusion that the evidence seized by Officers Roberts and Yost must be suppressed on other grounds, we are not inclined to address it on our own initiative. We mention this point to make it clear that by proceeding to address the lawfulness of the pat down, we have not implicitly decided this issue in favor of the State. ↩
- The dissent argues that our analysis is inconsistent with the totality-of-the-circumstances methodology employed by the United States Supreme Court in cases arising under the Fourth Amendment.E.g.UnitedStates v. Arvizu,534 U.S. 266,122 S.Ct. 744(2002). We do not agree that our analysis or the result we have reached is inconsistent with the United States Supreme Court's current Fourth Amendment methodology. However, if we have overestimated the vitality of the Fourth Amendment, we are confident that our analysis and the result we reach is mandated by Article II, Section 10 of the New Mexico Constitution. Under the interstitial analysis adopted inState v. Gomez,1997-NMSC-006,122 N.M. 777,932 P.2d 1, the New Mexico Constitution provides an adequate and independent ground for suppressing the evidence seized by Officers Roberts and Yost. ↩